WebApr 30, 2024 · The SEC’s Form NT action is reminiscent of the 2024 settlements for longstanding internal controls over financial reporting (ICFR) failures. It serves as a reminder that the SEC Staff is focused on ensuring that investors are receiving accurate, timely, and complete information. WebJun 12, 2024 · SEC Form NT 10-Q is a required notification of a firm's inability to file Form 10-Q or 10-QSB in a timely manner. Form 10-Q is, in turn, a comprehensive report of a … SEC Form 10-KT: A filing with the Securities and Exchange Commission … SEC Form 12b-25: A filing with the Securities and Exchange Commission … SEC Form 10-QT: An SEC form used when there is a presentation of "transitional …
SEC Charges Eight Companies for Failure to Disclose Complete
WebApr 13, 2024 · Genius Brands International, Inc. BEVERLY HILLS, Calif., April 13, 2024 (GLOBE NEWSWIRE) -- Genius Brands International, Inc. (“Genius Brands”) (NASDAQ: GNUS), a global brand management ... WebRule 12b-25 provides an extension of the SEC’s filing deadline. Filing a Form 12b-25 with the SEC no later than one business day after the filing deadline for a Form 10-Q or 10-K report will provide an issuer with an automatic extension of the filing deadline of such report (15 additional calendar days to file a late 10-K and five gretchen bankston baton rouge
2024 SEC Filing Deadlines and Financial Statement Staleness …
WebMay 6, 2024 · The SEC determined that Asta filed a deficient Form NT and a late Form 10-Q, and imposed a $50,000 penalty. Igen Networks Corp.: Igen, a Nevada corporation based in Murrietta, California,... WebThe Official List is published quarterly and is available for free on the SEC's website. Form 13F-HR vs. Form 13F-NT. ... Section 13(f) securities are reported on someone else's Form 13F, you are filing a 13F Notice under Form type 13F-NT. Form 13F Resources. Official List of Section 13(f) Securities; Form 13F (PDF) Form 13F FAQs ... WebDec 2, 2024 · This form, commonly known as Form NT 1, is required when a company expects a delayed filing of its quarterly or annual financial report. All of the companies … gretchen barker houston texas